UCC Forms
Need an SOS Portal account? SOS Portal is the hub for all our new agency online services. You will need an SOS Portal account to access the SOS UCC Portal.
You are now be able to:
- Submit all UCC initial and amendments online.
- Check the status and retrieve your filings from our My UCC Filing History page for the past 90 days.
Paper filings are no longer accepted as of Aug. 29, 2025.
Review the UCC How to Guide to learn how to file using the new system.
For details on our modernization program, visit our SOS Modernization page.
Initial Filing
| Form | Form Name | Description |
|---|---|---|
| UCC1 | UCC Financing Statement (Form UCC1) (Rev. 07/01/23) | Form to be used for an initial filing. |
| UCC1Ad | UCC Financing Statement Addendum (Form UCC1Ad) (Rev. 07/01/23) | Form may only be used in conjunction with the UCC1 Form (see instructions on forms). |
| UCC1AP | UCC Financing Statement Additional Party (Form UCC1AP) (Rev. 07/01/23) | Form may only be used in conjunction with the UCC1 and UCC1Ad Forms to add multiple debtors or secured parties (see instructions on forms). |
[Forms are the prescribed forms by the International Association of Commercial Administrators (IACA)]
Amend an Initial Filing
| Form | Form Name | Description |
|---|---|---|
| UCC3 | UCC Financing Statement Amendment (Form UCC3) (Rev. 07/01/23) | Form to be used to amend an initial filing (includes termination, continuation, assignment, amendment (party information), and amendment (collateral change). |
| UCC3Ad | UCC Financing Statement Amendment Addendum (Form UCC3Ad) (Rev. 07/01/23) | Form may only be used in conjunction with the UCC3 Form (see instructions on forms). |
| UCC3AP | UCC Financing Statement Amendment Additional Party (Form UCC3AP) (Rev. 07/01/23) | Form may only be used in conjunction with the UCC3 and UCC3Ad Forms to add multiple debtors or secured parties (see instructions on forms). |
[Forms are the prescribed forms by the International Association of Commercial Administrators (IACA)]
Information Statement
| Form | Form Name | Description |
|---|---|---|
| UCC5 | Information Statement (Form UCC5) (Rev. 07/01/23) | The filing of an information statement does not affect the effectiveness of an initial financing statement or other filed record. |
[Form is the prescribed form by the International Association of Commercial Administrators (IACA)]
Please refer to Filing Instructions for a complete overview of filing procedures.
