UCC Forms
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Initial Filing
Note: Online filing and searching available through SOSDirect. For information or to subscribe, call (512) 475-2740.
| Form | Form Name | Description |
|---|---|---|
| UCC1 | UCC Financing Statement (Form UCC1) (Rev. 05/22/02) | Form to be used for an initial filing. |
| UCC1Ad | UCC Financing Statement Addendum (Form UCC1Ad) (Rev. 05/21/09) | Form may only be used in conjunction with the UCC1 Form (see instructions on forms). |
| UCC1AP | UCC Financing Statement Additional Party (Form UCC1AP) (Rev. 05/22/02) | Form may only be used in conjunction with the UCC1 and UCC1Ad Forms to add multiple debtors or secured parties (see instructions on forms). |
[Forms are the prescribed forms by the International Association of Commercial Administrators (IACA)]
Amend an Initial Filing
Note: Online filing and searching available through SOSDirect. For information or to subscribe, call (512) 475-2740.
| Form | Form Name | Description |
|---|---|---|
| UCC3 | UCC Financing Statement Amendment (Form UCC3) (Rev. 05/22/02) | Form to be used to amend an initial filing (includes termination, continuation, assignment, amendment (party information), and amendment (collateral change). |
| UCC3Ad | National UCC Financing Statement Amendment Addendum (Form UCC3Ad) (Rev. 07/29/98) | Form may only be used in conjunction with the UCC3 Form (see instructions on forms). |
| UCC3AP | UCC Financing Statement Amendment Additional Party (Form UCC3AP) (Rev. 05/22/02) | Form may only be used in conjunction with the UCC3 and UCC3Ad Forms to add multiple debtors or secured parties (see instructions on forms). |
[Forms are the prescribed forms by the International Association of Commercial Administrators (IACA)]
Statement of Claim
| Form | Form Name | Description |
|---|---|---|
| UCC5 | Statement of Claim (Form UCC5) (Rev. 05/21/09) | The filing of a statement of claim does not affect the effectiveness of an initial financing statement or other filed record. |
[Form is the prescribed form by the International Association of Commercial Administrators (IACA)]
Information Request
Note: Online filing and searching available through SOSDirect. For information or to subscribe, call (512) 475-2740.
| Form | Form Name | Description |
|---|---|---|
| UCC11 | Information Request (Form UCC11) (Texas) (Rev. 05/09/01) | Please refer to the Ending Noise Words (Word, PDF) list, as promulgated and adopted by the Office of the Secretary of State, that provides business endings that will be ignored in a UCC search. |
[Form is the prescribed form by the Office of the Secretary of State of Texas]
Please refer to Filing Instructions for a complete overview of filing procedures.
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